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Fair investment
Internal Policy Repository

Compliance · Policies

Our policies — clear, current, and compliant.

Browse all internal compliance, operational, governance and client policies maintained by this company. Documents are grouped by category and updated whenever revisions are approved.

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Showing 3 policies

Client Policies
Settlement of Running Account of clients’ Funds & Securities

Defines timelines for settlement of client funds including 30-day and 90-day settlement cycles as mandated by SEBI.

Dormant Inactive Account Policy

Governs identification, notification and management of inactive trading accounts including the account reactivation process.

2024SEBI mandatoryAccount management
Risk & Surveillance
RMS Policy 2024

Risk Management System framework covering client exposure monitoring, margin requirements, position limits and real-time risk controls.

2024SEBI mandatoryRisk management
Attention Investors
  • No need to issue cheques while subscribing to IPO — write your bank account number and sign the application to authorise your bank to make payment in case of allotment.
  • KYC is a one-time exercise — once done through a SEBI registered intermediary, you need not repeat the process when approaching another intermediary.
  • Prevent unauthorised transactions — update your mobile number and email ID with your stock broker and receive information of your transactions at end of day.
  • Do not deal in unsolicited investment tips through WhatsApp, Telegram, YouTube, Facebook, SMS or calls from unregistered advisors or influencers.
F&O RISK DISCLOSURE

9 out of 10 individual traders in the equity F&O segment incur losses. Cost-benefit analysis including all charges should be carried out before trading. Past performance is not indicative of future results.

MARGIN PLEDGE NOTICE

Stock brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. Pay 20% upfront margin of the transaction value to trade in the cash market segment.

Fair investment

2nd Floor, Shukla Palace, Sapru Marg, Lucknow, Lucknow

05224042823/05224052825

helpdesk@fairinvest.co.in

Compliance Officer

Mrs. Mansi Nagrath

0522405280
compliance@fairinvest.co.in
Compliance
Investor Resources
Account Access

Investments in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI and membership of exchanges in no way guarantees performance of the intermediary or provides any assurance of returns to investors. Fair investment is a SEBI registered Stock Broker & Depository Participant. Please do not share your trading credentials — Login ID, Password, or OTPs with anyone. Do not engage with unsolicited investment tips via WhatsApp, Telegram, YouTube, Facebook, SMS or calls.

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